稀疏阵列结构设计及波达方向估计研究进展
Research Progress on Sparse Array Design and Direction of Arrival Estimation
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摘要: 近年来,利用稀疏阵列估计信源的波达方向(Direction of Arrival, DOA)已成为阵列信号处理领域的研究热点问题之一。相较于传统的均匀线阵,稀疏阵列凭借其大孔径、高自由度、低互耦率、低冗余度、低开销和布阵灵活等优良特性,吸引了学术界广泛关注和系统性研究。同时,为充分发挥稀疏阵列的巨大优势,学者们已经从不同角度开发了一系列与之相适应的DOA估计算法,以进一步提高可分辨信源的数量和角度估计精度。本文在构建稀疏阵列信号模型和整理稀疏阵列相关术语的基础上,详细介绍了稀疏阵列结构设计及DOA估计算法的发展历程和代表性研究成果。在稀疏阵列结构设计方面,围绕自由度、互耦率和冗余度等核心指标,深入剖析了各类稀疏阵列结构的设计思想,并着重描述了嵌套和互质两类结构性稀疏阵列的连续自由度和自由度特征;在稀疏阵列DOA估计方面,根据信号参量构造原理的不同,阐述了基于物理阵列处理和虚拟阵列处理的两种测向理论,并分析了各自方法的适用条件和性能优势。此外,本文还回顾了稀疏阵列DOA估计的克拉美罗界(Cramér-Rao bound, CRB),为评估不同阵列和算法的优劣提供了重要依据。最后,通过梳理现有研究成果中存在的不足,对未来研究方向进行了展望,力图为稀疏阵列DOA估计的工程应用提供理论依据和技术支撑。Abstract: Recently, direction of arrival (DOA) estimation using sparse arrays has emerged as one of the prominent topics in the field of array signal processing. Compared with traditional uniform linear arrays, sparse arrays have attracted extensive attention and systematic academic research due to their exceptional properties, such as large aperture, increased degrees of freedom, alleviated mutual coupling, reduced redundancy, low overhead, and flexible deployment. Meanwhile, to completely leverage the immense advantages offered by sparse arrays, scholars have developed a series of DOA estimation algorithms from various perspectives to further enhance the number of resolvable sources and improve angle estimation accuracy. In this paper, we provide an elaborate account of the historical development and representative achievements in both sparse array design and DOA estimation algorithms by constructing the sparse array signal model and clarifying the related terminologies. In the aspect of sparse array design, the concepts of different types of sparse arrays were deeply analyzed around the core indicators, including degrees of freedom, mutual coupling, and redundancy. In particular, we focus on two classes of structured sparse arrays, i.e., nested arrays and coprime arrays, and highlight the number of their consecutive degrees of freedom and degrees of freedom. In terms of sparse array DOA estimation, we expound two types of direction-finding theories based on physical array processing and virtual array processing according to the different construction principles of signal parameters, and the applicable conditions and performance advantages associated with each method are thoroughly analyzed. Furthermore, the Cramér-Rao bound (CRB) for DOA estimation with sparse arrays is also reviewed, which serves an important benchmark for evaluating the pros and cons of distinct arrays and algorithms. Finally, we forecast the future directions by analyzing the problems of existing achievements, aiming to provide a theoretical foundation and technical assistance for the engineering application of sparse array DOA estimation.